On The Front Lines


First Amendment Victory: Appeals Court Rejects Government Attempt to Deny Trademarks for Names That Might Cause Offense, e.g., 'The Slants'



December 23, 2015

WASHINGTON, DC — Declaring that the government cannot refuse to register trademark applications because it disapproves of the expressive messages conveyed by the marks, a federal appeals court has ruled unconstitutional a federal statute that allows the government to reject trademark applications for names that might be offensive to certain persons or groups. The ruling comes in response to a legal challenge by “The Slants,” an Asian-American dance rock band whose trademark application was denied by the U.S. Patent and Trademark Office (PTO) on the grounds that the trademark might disparage or offend persons of Asian heritage (even though the applicant himself is of Asian heritage).

In filing an amicus brief In re: Simon Shiao Tam before the U.S. Court of Appeals for the Federal Circuit, attorneys for The Rutherford Institute, Cato Institute and Wiley Rein LLP  argued that the statute openly discriminates against speech on the basis of content and viewpoint, violating the most fundamental constitutional guarantees to freedom of expression under the First Amendment. The court's decision will affect not only the registration of “The Slants” trademark but also the registration of the profession football team trademark “Redskins,” which is currently subject to a challenge as disparaging of Native Americans.

“Whether the debate is over a trademark for the Slants or the Redskins, or a specialty license plate for the Sons of Confederate Veterans, the sticking point remains the same: how much do we really value the First Amendment, and how far are we willing to go to protect someone else’s freedom of speech, even if that speech might be offensive to some?” asked constitutional attorney John W. Whitehead, president of The Rutherford Institute and author of Battlefield America: The War on the American People. “Civility is little more than political correctness in disguise. The end result remains the same: outright censorship and the creation of a class system that renders speech perceived as politically incorrect, hateful or offensive as inferior and less entitled to the full protection of the law.”

Simon Shiao Tam is the front man for an Asian-American dance rock band called “The Slants.” Tam, who is of Asian descent and heritage, has previously stated that the reason the name was chosen for the band was that he and the other members wanted to “take on” the stereotypes of Asians and “own them”; the band is proud of their Asian heritage and does not want to hide it from the public. Tam also has indicated that the response he has received to the band’s name from the Asian community has been very positive. Nonetheless, when Tam applied with the PTO to have “The Slants” registered as a trademark, the application was denied under a provision of the federal statutes which allows the PTO to refuse to register a trademark that “[c]onsists of or comprises immoral, deceptive, or scandalous matter; or matter which may disparage or falsely suggest a connection with persons, living or dead, institutions, beliefs, or national symbols, or bring them into contempt, or disrepute.” Tam appealed the decision and argued that the statute violated the First Amendment because it discriminated against expression on the basis of the viewpoint of the speaker and was unduly vague. Although the U.S. Court of Appeals for the Federal Circuit initially upheld the denial of registration, it agreed to rehear the case. In declaring the disparagement proscription of the statute unconstitutional, the Appeals Court found that the government had offered no legitimate interests justifying such regulation of commercial speech.

Affiliate attorneys Megan L. Brown, Joshua Turner, Christopher Kelly, Jennifer Elgin, and Dwayne D. Sam of Wiley Rein LLP in Washington, D.C., assisted The Rutherford Institute in advancing the arguments in the Tam brief. The Cato Institute joined with The Rutherford Institute and Wiley Rein LLP in advancing the arguments in the brief.

Case History

June 19, 2015 • Rutherford Institute Challenges Statute That Allows the Government to Deny Trademarks for Names that Might Cause Offense, e.g., 'The Slants' and 'Redskins'

Press Contact

Nisha Whitehead
(434) 978-3888 ext. 604
nisha@rutherford.org